Session Details
Detecting Market abuse

Presenting Speakers

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About the Session

Brand-new eComms, voice and chain data sets are now accessible for the 2nd line of defence, but require complex, market insight to spot market manipulation. At the same time, privacy and AI rules are taking a hard look at how ethical some approaches are. How does RegTech help the 2nd line of defence mitigate risks in the right way?

Regulatory Challenges
  • FCA 06/22¬† market abuse and manipulation update here
  • FCA 05/22 Market Watch 69 – Observations on market abuse surveillance here
  • SEC $80m hacking and trading scheme fine here
  • Electronic communications surveillance fines summarised here
  • Preventing Financial Crime in Cryptoassets here
  • Best execution
  • Surveillance policy
  • Conduct, culture, AI and data policy
New RegTech/SupTech drivers
  • JWG Market Watch 69 and Surveillance RegTech here
  • JWG analysis on Surveillance RegTech 2022 here
  • FMSB Behaviour-pattern Conduct Analysis here¬†
  • EU AI act
  • VRT
  • Trade Surveillance
  • eComms surveillance
  • Voice surveillance
  • Chain Analysis
  • SARs reporting