Session Details
Managing risk

Start: 23rd June at 16:10

Presenting Speakers

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About the Session

Compliance policies are being managed via ever-more complex controls which cross risk silos. What is required to get the best out of new RegTech tooling while keeping within new technology and supplier management guidelines?

Regulatory Challenges
  • EBA MLRO guidelines effective 12/22 here
  • New EU Anti-Money Laundering Authority plans here
  • Policy/Control systems
  • Risk-based control models
  • Compliance APIs/ dashboards
  • TPRM
  • AI
  • Data Privacy
New RegTech/SupTech drivers
  • JWG: 10 Sanctions RegTech priorities here
  • JWG: RegTech & Sanctions 2022 here
  • JWG analysis on DeFi and the AML car here
  • JWG economic crime RegTech analysis and RegCast here
  • JWG AML and TM RegTech 2022 analysis here
  • JWG Market Watch 69 and Surveillance RegTech here
  • JWG analysis on Surveillance RegTech 2022 here
  • BoE Post Trade committee report here