Presenting Speakers
Dr Chusu He, CFALecturer in Finance Department of Accounting, Finance & Law
Brian YeohHead of Data Governance and Strategy, Financial Technology & Innovation
Nick Van BenschotenDirector, International Illicit Finance at UK Finance
Malcolm WrightVice Chair, Advisory Council
Nathan CataniaPartner
About the Session
2022 political turbulence and a market explosion of digital asset offering has thrust a slow-moving policy agenda into the limelight. With EU AML policy ramping up and a global focus on digital asset rules, what are the key challenges which RegTech can help get out in front of?
Regulatory Challenges
- BIS paper 126: Corporate digital identity here
- US & UK PET prize summer 2022 here
- US DoJ international digital asset detection, Investigation and prosecution here
- Bank of England – Charting the Future of Post-Trade here
- Economic Crime (Transparency and Enforcement) Act
- FATF 40 recommendations here
- UK sanctions report
- Post-Brexit UK MLR
- BIS crypto asset AML
- Digital Asset standards (e.g., EC travel rule)
- FATF Virtual Assets 12 month review – travel rule
- EU ALMA single rule book Regulation
- EU 6MLD & crypto-asset
- PISPs as AML obliged entities
- MiFID III/ ESG Suitability requirements
New RegTech/SupTech drivers
- JWG analysis on DeFi and the AML car here
- JWG economic crime RegTech analysis and RegCast here
- JWG AML and TM RegTech 2022 analysis here
- Austrac Financial Crime guide for ransomware here
- UK ‘systems approach’ to fraud here
- Closing the UK’s economic crime enforcement gap here
- Terrorism Financing Risks RUSI paper here
- RUSI CRAAFT event recording here
- Supervisory data sharing / MAS COSMIC data sharing
- Digital Asset standards (e.g., EC travel rule)
- FATF Virtual Assets 12 month review – travel rule
- Top 10 AML fines here